Advisory Services
Equity Plan Management is only part of the experience–our advisors represent the rest.
Corporate Actions
Corporate actions upset the normal cadence of business. Not only do these events take specialized knowledge, but they tie up valuable resources, pose additional risk, and take even your best people out of their comfort zone. Talk to us about what we do best: providing a safe landing and an on-time resolution of your project.
Corporate Actions we manage include:
Mergers/Acquisitions
IPOs
Stock Splits
Recapitalizations
Tender Offers
Option Exchanges
Vendor Selection & Implementation
We can project manage your system selection, guiding you through the process and determining the best fit. Having deep familiarity with the solutions available, we can help shorten this process if time is of the essence.
Our implementation process includes:
Data audit and analysis
Data clean up
Mapping from source to target system
Interim data conversions
Transactional Data Reconciliation
Financial Reporting Reconciliation including:
Diff analysis
Technical memo to explain material differences
Auditor memos
Technology Solutions
Equity management systems don't run in a vacuum; they interact with HR, Payroll, and other systems in order to function properly. Manual steps that occur in the process are potential opportunities for automation. In fact, some of these processes may involve several departments, who could all benefit from a procedural improvement supported by technology.
If you're not sure where to begin, we can review your processes to uncover the potential for automation, integration, or even a new software module that can pay for itself by reducing human interaction and improving accuracy.
Our Technology principal designed and developed one of the leading stock administration systems in the marketplace, and can effectively guide the discussion of what is possible. We then leverage tools, APIs, and available software and technology to create the most cost-effective solution possible.
Some common solutions are:
System Integration (HR & payroll, ongoing files)
Mobile Employee Taxation (location & tax data)
Custom Report Design
Custom Statement Design
“..Moe's understanding of complex stock matters is exemplary and, as one example, was demonstrated when our company was acquired by a complex, combined stock and cash sale. Moe's ability to comprehend the terms, process the transaction, and explain and educate others, including senior executives, was impressive and critical to the successful transition/sale of our company.”
—Debbie Colia, Former Vice President, HR at Health Net Inc.